Handling Problems
with Your Broker

  1. Signs of trouble
  2. Resolving problems
  3. Firing your broker

If you're careful when choosing a broker and spelling out your agreement in a con- tract, you'll reduce the chances of disputes later- but there's no guarantee that all will be smooth sailing. The secret, of course, is spotting problems early. This Section lists some common signs of trouble and possible solutions.

Signs of Trouble

If you encounter any of the following difficulties, you know that you need to take action:

Resolving Problems

If you've kept the lines of communication open with your broker, a face-to-face airing of your grievances may suffice to get things hack on the right track. Sometimes, however, depending on the nature of the problem, you need to consider more drastic action, such as:

Firing Your Broker

If communications have totally stalled or broken down, or your best efforts to improve your brokers performance yield no results, it may he time to end the relationship, as explained below.

There are two common legal grounds for firing a broker. If you can prove them, you’re unlikely to be second-guessed by a judge or mediator should your ex-broker file a legal action against you. They are: